Federal Law of 19 June 2015 on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
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Abbreviation
:
FinMIA
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Provision
:
Art. 76 FinMIA Art. 61 FinMIO
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Short description
:
Publication of open positions, transaction volumes and values by derivatives category
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Nature of the provision
:
Obligation to publish data
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Status
:
In force
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Sector
:
Finance
Legal text :
1 The trade repository shall regularly publish the open positions, transaction volumes and values by derivatives category in aggregated and anonymised form on the basis of the reported data.
2 It may publish further data provided it is aggregated and anonymised.
Article 79 FinMIA Data transmission to private individuals
1 The trade repository may transmit data to private individuals in aggregate and anonymised form.
2 The transmission of data to private individuals regarding their own transactions is permitted without restriction.
Article 61 FinMIO Publication of data
(Article 76 FinMIA)
1 The trade repository shall publish at least weekly the open positions, transaction volumes and values for the following derivative categories:
a. commodity derivatives;
b. credit derivatives;
c. currency derivatives;
d. equity derivatives;
e. interest rate derivatives;
f. other derivatives.
2 The data must be easily accessible for the public.
3 It should not be possible to draw conclusions with respect to a contracting party on the basis of the data published.
Article 65 FinMIO Data transmission to private individuals
(Article 79 FinMIA)
1 The trade repository shall provide private individuals with a form for their enquiries in which the following information is required:
a. personal details;
b. reason for the data enquiry;
c. a description of the data being requested.
2 It should not be possible to draw conclusions with respect to another contracting party on the basis of the data transferred.
Actor with an obligation to share data
Trade repository (organisation that centrally collects, manages and stores data relating to derivatives transactions)
Beneficiaries
All
Linking criteria for Switzerland
Linking criteria for Switzerland
Financial aspects
Not specified
Binding and/or enforceable
Not specified
Conditions for accessing data
Not specified
Exceptions and limitations
Not specified
Dynamic data
Format
Not specified
Plateform
Not specified
Compilation and Disclaimer
This index was prepared on behalf of the IPI by the law firm id est avocats Sàrl (for the section on Swiss law) and the law firm Pierstone (for the section on European law).
This index does not constitute legal advice, and no guarantee is given regarding its completeness.
Neither id est avocats Sàrl, nor Pierstone, nor the IPI or the FDJP can be held liable for any decisions or actions taken on the basis of this index.